Loans Are Not Securities – Fund Finance
01 September 2023
Cadwalader, Wickersham & Taft LLP
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FFIEC BSA/AML Exam Manual Updates—Implications For Banks – Money Laundering
The Federal Financial Institutions Examination Council (FFIEC)
released the fifth phase of updates to the FFIEC Bank Secrecy
Act/Anti-Money Laundering...
SEC Enacts Wide-Sweeping Private Funds Rules – Investment Strategy
On August 23, 2023, the U.S. Securities and Exchange Commission
(SEC) announced1 the enactment of a series of new and
...
Credit Funds: Rated Note Feeders FAQ – Fund Finance
30 August 2023
Ropes & Gray LLP
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Amazon Investors Amazon Execs Hid Antitrust Troubles – Antitrust, EU Competition
30 August 2023
MoginRubin
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SEC’s New Private Fund Rules Divide Industry Players – Fund Finance
29 August 2023
Morrison & Foerster LLP
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Are You Leaving Cryptocurrencies In Your Will? – Fin Tech
According to the Financial Conduct Authority (FCA) about 10% of
people in the UK own some form of cryptocurrency –...
Enforcement Alert From Hudson Cook; CFPB Fines Residential Mortgage Loan Originator $1.75 Million For Kickbacks Involving Referrals To Originator By Brokers – Charges, Mortgages, Indemnities
22 August 2023
Hudson Cook
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Why Not Just Blame The Landlord And The Mortgage Lender…? – Landlord & Tenant – Leases
21 August 2023
Gallet Dreyer & Berkey
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Becoming A Registered Investment Adviser: Worth The Costs? – Securities
There is one question that often confronts venture capital firms
as they grow more successful and encounter new opportunities:
Should...
