FFIEC BSA/AML Exam Manual Updates—Implications For Banks – Money Laundering
The Federal Financial Institutions Examination Council (FFIEC)
released the fifth phase of updates to the FFIEC Bank Secrecy
Act/Anti-Money Laundering...
archiveCompliance
SEC Enacts Wide-Sweeping Private Funds Rules – Investment Strategy
On August 23, 2023, the U.S. Securities and Exchange Commission
(SEC) announced1 the enactment of a series of new and
...
SEC’s New Private Fund Rules Divide Industry Players – Fund Finance
29 August 2023
Morrison & Foerster LLP
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Becoming A Registered Investment Adviser: Worth The Costs? – Securities
There is one question that often confronts venture capital firms
as they grow more successful and encounter new opportunities:
Should...
Stop money laundering via crypto exchanges and custodian services
Colin Whitmore, Head of TM Strategy, Innovation and Design, NatWest Group shares best practices in preventing money laundering through cryptocurrency...
AMLD6 updates impacting FIs and crypto providers
Nuvei’s AML Compliance Officer, Antonia Michail, provides updates on EU's AML directives that are impacting FIs and crypto providers. What...
Developments For AML Compliance And Whistleblowing In The US And UK – Money Laundering
Recent data from the Financial Conduct Authority (FCA) sheds
light on whistleblowing reports that the regulator has received
about firms'...
US SEC Announces Significant Amendments To Form PF – Fund Finance
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On May 3, 2023,...
SEC Update! At Long Last, The Financial Reporting Manual Is Up-to-Date(ish) –
04 April 2023
Holland & Knight
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Regulating crypto in a post-FTX world
In the wake of the FTX meltdown from November 2022, governments and financial regulators from around the world are working...
