Enforcement Actions: Banking, Other Financial Products and Services

2023-11-02 Department of Financial Services Issues Consent Order to Payoneer, Inc. Money Transmitters 2023-10-18 Department of Financial Services Issues Consent Order to Metropolitan Commercial Bank Banks and Trusts 2023-09-29 Department of Financial Services Issues Consent Order to Shinhan Bank America Banks and Trusts 2023-05-24 Department of Financial Services Issues Consent Order to OneMain Financial Group, LLC Banks and Trusts 2023-05-02 Department of Financial Services Issues Consent Order to bitFlyer USA, Inc. Virtual Currency 2023-04-13 Department of Financial Services Issues Consent Order to CFCU Community Credit Union Banks and Trusts 2023-03-16 Department of Financial Services Issues Consent Order to Bit Pay, Inc. Virtual Currency 2023-01-04 Department of Financial Services Issues Consent Order to Coinbase, Inc. Virtual Currency 2022-10-05 Department of Financial Services Issues Consent Order to Rhinebeck Bank Banks and Trusts 2022-08-02 Department of Financial Services Issues Consent Order to Robinhood Crypto, LLC Virtual Currency 2022-02-16 Department of Financial Services Issues Consent Order to National Bank of Pakistan and National Bank of Pakistan, NY Branch Banks and Trusts 2021-10-26 Department of Financial Services Issues Consent Order to Mashreqbank, PSC Banks and Trusts 2021-06-24 Department of Financial Services Issues Agreement with Adirondack Trust Company Banks and Trusts 2021-06-24 Department of Financial Services Issues Agreement with Chemung Canal Trust Company Banks and Trusts 2020-10-21 Department of Financial Services Issues Consent Order to Goldman Sachs Group and Goldman Sachs Bank USA Banks and Trusts 2020-10-16 Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Forster & Garbus LLP Debt Collection 2020-04-06 Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York Branch, and Deutsche Bank Trust Company of the Americas Banks and Trusts 2020-04-30 Department of Financial Services Issues Consent Order to Bank Hapoalim, B.M. and Bank Hapoalim, B.M., New York Branches Banks and Trusts 2020-04-20 Department of Financial Services Issues Consent Order to Industrial Bank of Korea and Industrial Bank of Korea, New York Branch Banks and Trusts 2020-03-16 Department of Financial Services Issues Banking Order re Virtual Meetings and Stockholder Meetings due to C-19 Banks and Trusts 2020-03-12 Order Granting Temporary Relief to COVID-19 Affected Regulated Entities and Persons COVID-19 2019-08-15 Department of Financial Services Issues Consent Order to Tuition Options, LLC and EDvantage, LLC Student Loan Servicing 2019-06-24 Department of Financial Services Enters Into Settlement Agreement with MUFG Bank Banks and Trusts 2019-04-15 Department of Financial Services Issues Consent Order to UniCredit Group Banks and Trusts 2019-04-09 Department of Financial Services Issues Consent Order to Standard Chartered Bank and Standard Chartered Bank, New York Branch Banks and Trusts 2019-01-31 Department of Financial Services Issues Consent Order to Coney Island Payroll Check Cashers 2019-01-29 Department of Financial Services Issues Consent Order to Standard Chartered Bank and Standard Chartered Bank, New York Branch Banks and Trusts 2019-01-04 Department of Financial Services Issues Consent Order to Conduent Education Services, LLC, f/k/a Xerox Education Services, LLC, f/k/a and d/b/a ACS Education Services, Inc. Student Loan Servicing 2018-12-18 Department of Financial Services Issues Consent Order to Barclays Bank PLC and to Barclays Bank PLC, New York Branch Banks and Trusts 2018-11-21 Department of Financial Services Issues Consent Order to Standard Chartered Bank Banks and Trusts 2018-11-19 Department of Financial Services Issues Consent Order to Société Générale SA and Société Générale, New York Branch – BSA/AMLConsent Order to Société Générale SA and Société Générale, New York Branch – Sanctions Banks and Trusts 2018-10-24 Department of Financial Services Issues Order of Cease and Desist to Firoz Patel; Ferhan Patel; MH Pillars, Inc. D/B/A Payza; Obopay, Inc.; and MH Pillars, Ltd. Money Transmitters 2018-10-10 Department of Financial Services Issues Consent Order to Mashreqbank, PSC and Mashreqbank, PSC, New York Branch Banks and Trusts 2018-06-25 Department of Financial Services Issues Consent Order to Equifax, Inc. Credit Reporting 2018-06-20 Department of Financial Services Issues Consent Order to The Deutsche Bank AG and Deutsche Bank AG New York Branch Banks and Trusts 2018-05-01 Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. Banks and Trusts 2018-01-04 Department of Financial Services Issues Consent Order to Western Union Financial Services, Inc. Money Transmitters 2017-12-21 Department of Financial Services Issues Consent Order to NongHyup Bank, and NongHyup Bank, New York Branch Banks and Trusts 2017-11-13 Department of Financial Services Issues Consent Order to Credit Suisse AG and Credit Suisse AG, New York Branch Banks and Trusts 2017-09-25 Department of Financial Services Issues Consent Order to Total Account Recovery, LLC and E-Finance Call Center Support, LLC Payday Lending 2017-09-20 Department of Financial Services Enters Into Settlement Agreement with NY Community Financial, LLC Check Cashers 2017-08-24 Department of Financial Services Issues Against Habib Bank Limited and Habib Bank Limited, New York Branch a Notice of Hearing and Statement of Charges an Order Regarding Transaction Review, and an Order Regarding Tender of Surrender Banks and Trusts 2017-05-24 Department of Financial Services Issues Consent Order to BNP Paribas S.A. and BNP Paribas S.A., New York Branch Banks and Trusts 2017-05-12 Department of Financial Services Issues Complaint for Declaratory and Injunctive Relief to the OCC and Keith A. Noreika, Acting U.S. Comptroller of the Currency Banks and Trusts 2017-04-21 Department of Financial Services Issues Consent Order to Standard Chartered Bank Banks and Trusts 2017-01-30 Department of Financial Services Issues Consent Order to Deutsche Bank AG and Deutsche Bank AG New York Branch Banks and Trusts 2016-12-15 Department of Financial Services Issues Consent Order to Intesa Sanpaolo S.p.A. Banks and Trusts 2016-11-04 Department of Financial Services Issues Consent Order to Agricultural Bank of China Limited Banks and Trusts 2016-10-20 Department of Financial Services Issues Consent Order to Future Income Payments, LLC   2016-08-19 Department of Financial Services Issues Consent Order to Mega International Commercial Bank of Taiwan Banks and Trusts 2016-04-08 Department of Financial Services Issues Consent Order to Melrose Credit Union Banks and Trusts 2016-03-15 Department of Financial Services Issues Consent Order to Blue Global LLC and Chris K. Kay   2016-03-14 Department of Financial Services and Federal Reserve Bank of New York enter Written Agreement with National Bank of Pakistan Banks and Trusts 2016-02-24 Department of Financial Services Issues Written Agreement with Industrial Bank of Korea Banks and Trusts 2015-12-17 Department of Financial Services Issues Amended Consent Order Pursuant to BL Section 39 to First Central Savings Bank Banks and Trusts 2015-12-15 Department of Financial Services Issues Consent Order to Habib Bank Limited Banks and Trusts 2015-11-17 Department of Financial Services Issues Consent Order to Barclays Bank PLC Banks and Trusts 2015-11-03 Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York Branch Banks and Trusts 2015-10-28 Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. Goldman, Sachs & Co. Banks and Trusts 2015-10-19 Department of Financial Services Issues Consent Order to Crédit Agricole S.A.; Crédit Agricole Corporate & Investment Bank New York Branch Banks and Trusts 2015-09-28 Department of Financial Services lifts the Consent Order issued to United International Bank that has been in effect since July 1, 2013. Banks and Trusts 2015-08-18 Department of Financial Services Enters into Agreement with Promontory Financial Group, LLC   2015-06-30 Department of Financial Services Issues Consent Order to Ineractiv Education, LLC d/b/a Direct Student Aid, Inc., Thomas Panik, and David Stein   2015-06-03 Department of Financial Services Issues Consent Order to Alma Bank Banks and Trusts 2015-05-20 Department of Financial Services Issues Consent Order to Barclays Bank PLC Banks and Trusts 2015-04-23 Department of Financial Services Issues Consent Order to Deutsche Bank AG Banks and Trusts 2015-03-12 Department of Financial Services Issues Consent Order to Commerzbank Banks and Trusts 2015-03-10 Department of Financial Services Issues Consent Order to Selling Source (d/b/a MoneyMutual)   2014-12-22 Department of Financial Services Issues Consent Order to Bank Leumi Banks and Trusts 2014-12-18 Department of Financial Services Reaches Agreement on Final Consent Judgment with Condor Capital   2014-12-18 Department of Financial Services Receives Consent of Defendants Condor Capital Corporation and Stephen Baron   2014-12-11 Department of Financial Services Terminates the 2012 Amended Consent Order imposed on Hanover Community Bank   2014-11-18 Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJ   2014-10-31 Department of Financial Services Issues Consent Order to American International Group, Inc.   2014-08-19 Department of Financial Services Issues Consent Order to Standard Chartered Bank, New York Branch Banks and Trusts 2014-08-18 Department of Financial Services Enters Into Settlement Agreement with PricewaterhouseCoopers LLP, related Exhibit B – Independent Consultant Practices for Department Engagements and Excerpt of Draft HTR   2014-06-25 Department of Financial Services and New York Attorney General enter into agreement with Lyft, Inc.   2014-06-30 Department of Financial Services Issues Consent Order to BNP Paribas (BNPP) Banks and Trusts 2014-05-19 Department of Financial Services Issues Consent Order to Credit Suisse AG Banks and Trusts 2014-04-23 Department of Financial Services Obtains Temporary Restraining Order Against Condor Capital   2014-04-15 Department of Financial Services Lifts the Cease and Desist Order Issued to Niagara Frontier Federal Employees Credit Union on June 22, 2007 Banks and Trusts 2014-03-25 Department of Financial Services lifts Amended Cease and Desist Order issued to Savoy Bank   2014-03-17 Department of Financial Services Issues Consent Order to AXA Equitable Life Insurance Company   2014-03-11 Department of Financial Services Issues Order to consider proposals and applications in connection with the establishment of virtual currency exchanges located in the State of New York Virtual Currency 2014-03-10 Department of Financial Services Issues Consent Order to Relayrides, Inc.   2013-12-11 Department of Financial Services issues Consent Order to Royal Bank of Scotland, PLC Banks and Trusts 2013-08-30 Department of Financial Services Issues Extension of Temporary Order Pursuant to Banking Law § 6-m and Financial Services Law § 302(a) Banking and Financial Services 2013-08-07 Department of Financial Services Issues Order Pursuant to Section 36 and 37 of the New York Banking Law   2013-07-03 Department of Financial Services Issues Temporary Order Pursuant to Banking Law § 6-m and Financial Services Law § 302(A)
Issues Banking and Financial Services 2013-07-01 The Department of Financial Services Issues Consent Order to United International Bank Banks and Trusts 2013-06-20 The Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJ Banks and Trusts 2013-06-18 New York Reaches Reform Agreement With Deloitte over Standard Chartered Consulting Flaws   2013-05-30 Department of Financial Services Reaches Agreement on Code of Conduct with The Fidelity and Deposit Company of Maryland   2013-05-30 Department of Financial Services Reaches Agreement on Code of Conduct with Chubb & Son   2013-05-30 Department of Financial Services Lifts Consent Order Issued to Amalgamated Bank Banks and Trusts 2013-03-25 Department of Financial Services and FRBNY Enter Into a Written Agreement with HSH NORDBANK AG Banks and Trusts 2013-01-14 Department of Financial Services Lifts Consent Order Issued to First American International Bank (issued December 14, 2010) Banks and Trusts 2012-12-05 Department of Financial Services Issues Consent Order to Ocwen Loan Servicing, LLC   2012-09-21 Department of Financial Services Issues Consent Order to Standard Chartered Bank Banks and Trusts 2012-08-06 Department of Financial Services Issues Consent Order to Standard Chartered Bank Banks and Trusts 2012-06-25 Department of Financial Services Issues an Amended Consent Order to First Central Savings Bank Banks and Trusts 2012-05-14 Department of Financial Services Issues  Amended Consent Order to Hanover Community Bank Banks and Trusts